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Introduction to Analysis

A literary work is unity of many elements which are used by the author to accomplish his intention(s) to convey the message, to have an impact on the reader.

Impressions of different readers of the book (story) may be different which depends on taste, education, life experience, mood, imaginative power, etc. Impressions are subjection while the literary work as a unity of many elements with a message is objective.

Content. There are different kinds of contents in a literary work - surface and hidden. The surface contents embrace the plot, plot structure, events, and actions, the setting, characters, their development, both physical and/or psychological. The hidden contents are the theme, the message, the implications encoded in the work. To understand the message the reader tries to discover what lies beyond/beneath the surface contents, what the author's motives were for writing the work. The surface contents may entertain and keep the reader curios. A skilled reader however looks for the theme and the message.

The theme of a piece of fiction is its controlling idea; the message is its central insight. The theme is the main idea of interest treated by the author (love, family relations, war, arts, the fate of artist, conflict between man and society, etc). The theme implies the problem(s) which the writer raises. The most important idea (problem) that the author expresses in the process of developing the theme is the message of the work (идейное содержание произведения).

The message doesn't lie on the surface; it is expressed implicitly, i.e. indirectly, often through implications. Implication is the suggestion that is not expressed directly but understood, implied. Implication may be conveyed by different techniques and means such as contrast (verbal and non-verbal), parallelism, recurrent of events or situations, symbols, arrangement of plot structure, etc.

The author's message is closely connected with the author's attitude, even if the writer assumes an impartial and detached tone, he can't present his characters without suggesting a definite attitude in the reader's mind. It is mainly through the characters, their actions, deeds, that the message is revealed. The protagonist is often considered to be the message itself. Besides that, the message cannot be revealed without taking into account the theme of the story and the title.

The title is the first element to catch the eye of the reader but its function may be revealed only retrospectively (after reading the whole story). It acquires its precise meaning when related to the whole story. It may acquire a symbolic meaning. Sometimes it may acquire a totally different meaning contrary to the first understanding. The title serves as a means of cohesion uniting the components of the story to form a whole, as a means of focusing the readers' attention on the most relevant characters or details; it may characterize the protagonist (The Man of Property). Last but not least, it may serve as a means of conveying the author's message - there are titles which actually formulate the message (Say No to Death, by Cusak).

On revealing the author's message the reader generally analyses his rational and emotional attitude to the work and draws his own conclusion which is the objective message. It may be broader than the author's, because it's based on more profound historical experience.

The effectiveness of the writer's presentation of the massage depends on how credible and exciting the plot is, how lifelike and convening the characters are, how expressive the language is and how well the literary techniques are used.

Theme. To derive the theme of a literary work we must ask what its central purpose is, what insight into life it reveals. Frequently a story through its portrayal of specific persons in specific situation will have to say about the nature of all men or about the relationship of human beings to each other or the universe. Whatever central generalization about life rises from, the specifics of the story constitutes the theme.

Thus, the theme is unifying generalization about life stated or implied by the story. The theme of a story like its plot may be stated very briefly or at (greater) length. The function of the writer is not just to state a theme but to vivify it. The good writer doesn't write a story to illustrate a theme as does the writer of parables and fables. He writes a story to bring alive some segments (aspects) of human existence when he does so coherently, theme arises naturally out of what he has written.

The plot of a story is a series (sequence) of interlinked events or incidents of which the story is composed and in which the characters are involved. The writer arranges the events ordering them as he sees fit. The events in a plot need not always involve physical movement; the movement may be psychological, revealing the changes in the psychological state of a character. Thus it may include what a character says or thinks as well as what he does. But it leaves out description and analysis and concentrates on major happenings.

The plot may be rich or scarce (poor) in events (plotless). Yet each event is related to the theme, the message, the conflict, the development of the characters. The plot always involves character conflict.

Conflict in fiction is a clash of actions, ideals, desires or wills; it is the opposition between forces or characters. Conflicts are termed as external and internal.

Types of external conflicts:

(1) Man against man; the main character is pitted against (opposed to) some other person or group of people.

(2) Man against nature (or environment). When man is in conflict with some external force (physical nature). (The old Man and the sea)

(3) Man against society or the established order in the society (poverty, inequality, injustice), for example, the conflict between one set of values against another set of values (The Verger)

Internal conflict is the conflict of man against himself, against his own nature, which takes place within one character.

The conflict may be physical (fist or gun fight), mental, emotional or moral. The central character in the conflict, whether one sympathize with him or he is an unsympathetic person, is referred to as the protagonist. The forces arranged against him are the antagonist (persons, things, conventions of society, states of his own character).

In some stories the conflict is single, clear-cut and identified, in others it is multiple, various and subtle. A person may be in conflict with other persons, with society or nature and with himself, all at the same time and sometimes he may be involved in conflict without being aware of it.

Suspense is the quality in a story that impels the reader to read on to answer his questions and satisfy his curiosity. An accomplished writer keeps the reader in suspense (achieves suspense) by different stylistic devices. In cheap escape fiction suspense is artificially created and gratifies the readers' crude curiosity while in more sophisticated pans of fiction suspense leads the readers from curiosity to anxiety about the fate of the characters. Suspense may be heightened by retardation, the withholding of information until the appropriate time (The Post; The Canary for One)

Plot structure is the arrangement of events, incidents, actions. The main components of plot structure (structural composition) are exposition. In the exposition, an introductory part of the story, the author introduces the theme, the characters and establishes the setting. It may be compressed into one sentence, embrace an opening paragraph or be extended into several paragraphs.

The second structural component is complications or the development of rising action as well as thoughts and feelings.

The events become tenser as they move towards the crucial moment in the story, the key events, the moment of the highest intensity of the conflict - the climax.

The events immediately following the climax and bringing the actions to an end make up denouement. It is the unwinding of the action.

The components usually occur in the following order: exposition, complications, climax, denouement; but the author may rearrange the components which create a certain effect - it may introduce a necessary mood, create and increase suspense and tension, and affect the reader's emotional response to the story.

The events of the plot are generally localized, i. e. they are set in a particular place and time.

Setting. For the setting the writer chooses (selects) most relevant details which would suggest the whole scene. In some stories the setting is scarcely noticeable, in others it plays a very important role.

The functions of the setting may wary.

It helps to evoke the necessary atmosphere or mood (esp. descriptions of nature).

It may reinforce characterization by either paralleling or contrasting the actions (suggest similarity or contrast).

It may reflect the inner state of a character (King Lear - the raging storm; or serene landscape).

A realistic environment (including geographical names, historical dates and names, allusions to historical events) tends to increase the credibility of the whole plot - the reader accepts the characters and their actions more readily.

A surprise ending is an element of plot, like suspense or climax. The escape story supplies a surprise ending more frequently than does the interpretive. It may be a cheap trick or it may carry significance (a) when the author withholds the information that the reader ought to have been given earlier, or the surprise is brought about as the result of an improbable coincidence, or unlikely series of small coincidence (b) when the ending that comes at first as a surprise seems perfectly logical and natural as we look back over the story. Its justification comes when it serves to open up or to reinforce the meaning of the story.

Author. The narrative method involves such aspects as: a) who narrates the story and b) the way the narrator stands in relation to the events and to the other characters. The story may be told by:

the omniscient author (the third person narrator);

the observer author (the third person narrator);

the first person narrator.

In the 3d person narration the author tells the story from the omniscient point of view. He tells the story anonymously and interpreting the characters actions, motives end feeling; he reproduces the characters' thoughts and comments on their actions. His knowledge is unlimited. He is free to go wherever he wishes, to peer inside the minds, and hearts of his characters at will. He knows all and can tell us as much or as little as he pleases.

The omniscient point of view is the most flexible and permits the widest scope. The omniscient author may wander away from the subject of the narration to state his personal view or to make a general statement - which is known as the author's digression. The omniscient author may reveal his attitude to the characters, his view point on their actions, etc; or he may assume a detached attitude, telling the readers all about his characters, concealing his own point, without giving his own analysis of their actions, behavior, etc.

The observant author tells the story in such a way that we are given the impression of witnessing the events as they happen, we see the actions, and hear the conversations but we don't really enter into the minds of the characters. The author is not there to explain and we can only infer what the characters feel or what they are like. The observer author stimulates the reader to form his own impression and make his own judgments. This form of narration is called the objective point of view.

In the limited omniscient point of view the author tells the story in the third person but he tells it from the view point of one of the characters he looks at the events through his eyes and through his mind, he may interpret his thoughts and behavior. The chosen character may be a major or a minor character, a protagonist or an observer.

The 1$^{st}$ person narration is a very effective means of revealing the character who narrates. The author disappears in one of the characters who tells the story. The character may be protagonist, observer, a major or a minor character. The narrator tells what he thinks and feels and the 1$^{st}$ hand testimony increases the immediacy und freshness of the impression and the credibility of the story which tends to be more convincing. The narrator often assumes the informal note, addresses the reader directly and establishes a personal relationship with him (we, you). The reader is treated trustfully as one to whom the narrator confides his personal thoughts. On account of all that it is the inner world of the character narrator that is generally in the focus of interest.

It makes a difference if the story is told by a major or a minor character. In the first case the narrator represents internal analysis of events in the second - outside observation of events. The limitation of this method is that the reader gets a biased understanding of the events and other characters; he sees them through the perception of the narrator.

The narrative method conditions the language of the story. The language of the omniscient author is always literary. When the story is told by the character, the language becomes a means of characterization. The social standing of the character is marked by the use of either standard or nonstandard lexical units and syntactical structures. The narrator's language reflects his outlook (limited, naive, objective, primitive), his pattern of cognition, his psychology. That is why most of the stories told by the main character are deeply psychological.

The narrative method may affect presentational sequence of events. The omniscient author will arrange the events as they occur in the chorological order. A first person narrator is often disrupted by digression or haphazard transitions from one topic to another or may have flashbacks to past events. The events are then presented in psychological order.


Далее: General Questions for Analysis Вверх: Учебное пособие для студентов Назад: R. Aldington Sacrifice post

ЯГПУ, Центр информационных технологий обучения
05.12.2007